Order Routing Procedures

SEC Rule 606 (formerly known as SEC 11Ac1-6) requires that all broker-dealers routing non-directed orders in equity and option securities must make the identity of the market centers receiving significant percentages of these non-directed orders available to the general public in a regulated format, via the internet, on a quarterly basis.

Trade execution statistics may be reviewed at any of the following Pershing LLC websites:


To access the information, enter the following information for the Broker-Dealer’s Full Name:

Lincoln Investment Planning LLC
Then click on Go.
Data related to trade executions on NYSE, AMEX, NASDAQ, or OPTIONS can be found by clicking the respective tab.