Order Routing Procedures

Capital Analysts Incorporated recently changed clearing firms. Beginning September 23, 2009 trade execution statistics are reported by Pershing LLC.

In order to review trade execution statistics go to www.orderroutingdisclosure.com and enter “capital analysts incorporated” in the “Enter broker dealer’s full name” box then press enter. The SEC Rule 606 (formerly SEC 11Ac1-6) Disclosure of Order Routing Practices report will be provided.