Capital Analysts Services and Support

Capital Analysts offers a culture that encourages relationship building, both with Home Office staff and your colleagues in the field. We have a Call Center staffed by trained professionals. Administrative workshops help your staff members work effectively with the Home Office. And, our experienced transition team provides ongoing support.

Additionally, we offer you access to the expertise of your peers through our Resource Network. We enlist the opinions of our Advisors through frequent surveys, and our Field-elected Advisory committee is proactive in providing feedback.

Other benefits of affiliation with CAI include:

• High competitive payouts
• Branch production bonuses
• Recruiting referral bonus
• Deferred compensation
• Trails up to 5 years upon death, disability, or retirement

Technology

Capital Analysts is always looking for ways technology can support Financial Advisors. Our website is one of the most frequently used in the independent broker/dealer community. Together with our online trading system, our associates have access to a virtual home office 24/7. Other technology advantages include:

• Account aggregation and performance reporting through CAI2
• Form selection the easy way through Forms Wizard
• Automated form completion through LaserApp
• Opportunity to go paperless through Laserfiche
• Trading support on Brokerage/Managed Account Platform

Marketing

Offerings from CAI’s Marketing Department include:

• A variety of practice management tools
• Weekly marketing, educational and compliance updates through E-News
• Monthly newsletter (Briefings) and quarterly magazine (Viewpoints)
• Educational meetings and conferences
• Access to outside coaches and consultants
• Customizable brochure
• Capital Analysts Asset Management Services (CAAMS) marketing materials

Research

CAI offers extensive research, due diligence and support including:

• Time-tested in-house mutual fund research that evaluates more than 10,000 funds
• Sophisticated in-house stock screens for ranking and rating over 5,000 stocks
• Investment portfolio design
• Third-party money managers
• Wide range of investment advisory programs
• Alternative investments
• A wealth of industry and in-house research information is available on our website